Gross Investments strives to give clients the expertise of a sophisticated investment firm with the added benefit of highly personalized service and support. As a small business, we have the ability to tailor decisions to your individual needs using our 20+ years of experience in financial advising.
Don Gross is also proud to be a CFA charterholder and an SEC Registered Investment Advisor (RIA). Below is more information about these designations and how they benefit investors.
CFA stands for Chartered Financial Analyst. A CFA must have experience in investments for four years, pass the three mandatory exams administered by the CFA Institute, and follow the CFA Institute’s Code of Ethics and Standards of Professional Conduct.
The CFA Ethics and Standards of Professional Conduct upholds that every member be honest, professional, and fair to all clients, employers, and employees. It also requires members to use their best professional judgment when making investment decisions.
Don Gross is also a Registered Investment Advisor (RIA). This requires Gross Investments to provide an annual Form ADV Part II to the SEC. The form details the background of Don Gross and the firm including information on investment style, employee information and fees. To request the Form ADV Part II please contact us. For more information on the RIA registration please visit Choosing an Advisor.
Gross Investments has never been disciplined for any unethical conduct involving a client or government regulations. You can perform your own background check of Gross Investments or other advisors using the Investment Adviser Public Disclosure.